• Welcome to Kovack Securities

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If this is your first time here then we suggest you start by scrolling down and taking each step as it is presented.

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Executive Summary

At KSI we firmly believe that a Broker-Dealer should provide more than just a high payout and many products. We truly understand that the true value of our services go well beyond mere clearing and accounting.

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Transition Team

Our Transition Team includes specialists from many departments, including Registration and Licensing, Operations, and Compliance. Leading the team is our Transition Coordinator who oversees every step of your transition.

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Transition Suite

How to transfer client accounts, sample notification letters and more.

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Compliance

In this section you will find helpful manuals, guidelines, disclosure information, and other resources helpful to your transition.

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Commissions

When & How are Commissions paid to KSI Advisors? When you joined KSI, you were given information about how and when we pay commissions as well as how fees are charged to customer accounts.

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Your Practice

KSI, through a variety of preferred vendors, offers products and services that can be helpful to growing and managing your business.

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