Meet Our Team

Through the years we have learned that transitioning to a new Broker-Dealer means getting acquainted with an entirely new home office staff. While we're excited for you to meet everyone at the KSI home office, we understand that having you work with all of our departments during your transition is probably not the best use of your time. KSI’s Transition Team will act as your liaison before your start date, and for the first 90 days after your affiliation. They will also monitor your overall client experience for the first 365 days with our Firm.

Sr. VP of Advisor Relations

Harold Soria

954-670-8141
hsoria@kfn.com

Harold's responsibilities include:

Being the main point of contact for new representatives, on the operations side, during the transition period.
Help new representatives understand all paperwork requirements and Kovack workflows so they can transition their business in an efficient manner.

Sr. Transition Coordinator

Debbie Eppolito

954 670-8703
deppolito@kfn.com

Debbie's responsibilities include:

On Boarding of all new Representatives and providing them with a smooth Transition.
Coordinating all of their training and assisting them with any concerns they may have.
Providing the support that they will need to empower them to achieve success in their new surroundings.

Advisor Relations Associate

Jennifer Pollak

(954) 670-0599
jpollak@kfn.com

Assisting with the initial transition of new Representatives and Administrative Staff joining Kovack Financial
Ensuring that the business gets transferred in a timely and efficient manner
Supporting the advisor in the conversion as they begin to work with various departments for all future business needs

Registration and Licensing Coordinator

Dawn Bliss

(954) 670-8136
dbliss@kfn.com

Dawn's responsibilities include:

Assisting in onboarding of new representatives
Inputting Outside Business Activities
Updates representatives U4 and branch information

Senior Software Support Specialist

Regina Schumaker

954-670-0621
rschumaker@kfn.com

Regina's responsibilities include:

Acting as main contact, support and training for Docupace
Assisting Representatives with PC Software, such as Microsoft Office, Adobe Products, Scanning, etc.
Assisting Representatives with Email issues
Resetting Logins for InTouch 3.0, Folio, IWS and TD Ameritrade
Assisting Representatives with IWS and TD Ameritrade website issues
Answering questions about the CHOICE Advantage Platform (Folio), login troubleshooting, creating performance reports and technology issues
Providing support for Additional Technical Issues