Getting started...
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Executive Summary
At KSI we firmly believe that a Broker-Dealer should provide more than just a high payout and many products. We truly understand that the true value of our services go well beyond mere clearing and accounting.
Read more...Transition Team
Our Transition Team includes specialists from many departments, including Registration and Licensing, Operations, and Compliance. Leading the team is our Transition Coordinator who oversees every step of your transition.
Meet the team...Compliance
In this section you will find helpful manuals, guidelines, disclosure information, and other resources helpful to your transition.
Go there...Commissions
When & How are Commissions paid to KSI Advisors? When you joined KSI, you were given information about how and when we pay commissions as well as how fees are charged to customer accounts.
See process overview...Your Practice
KSI, through a variety of preferred vendors, offers products and services that can be helpful to growing and managing your business.
See some of our vendors...Save time searching for and preparing client statements...
Try...
PortfolioOne, powered by Albridge Solutions, is a Web-based application that gives you immediate, online access to critical portfolio information and enables you to quickly produce and distribute a variety of performance, asset allocation, holdings, transaction, benchmarking and cost basis reports for your clients. Learn more...